Broker-dealers named on DST Form D filings
154 firms appear in the sales compensation section of at least one DST offering in this data. A firm listed there is paid, or will be paid, to sell that offering. 317 of 422 offerings list no one.
SEC Form D filings data, not offers or recommendations. Every row is copied from a Form D notice the issuer filed with the SEC. Form D is a notice of an exempt private offering, not a registration; a Form D filing is not SEC review or approval of the offering. Nothing here is an offer to sell or a solicitation to buy a security, and no issuer, sponsor or broker-dealer pays to appear or to be ranked. Rows are sorted by filing date only. No yields, distributions or returns are shown or implied. DST interests are generally sold only to accredited investors, are illiquid, and can lose money; read the private placement memorandum and talk to your own adviser.
Source: SEC Form D data sets (2024Q4 through 2026Q3) plus EDGAR daily filings from 2026-10-01 to 2026-10-23. Refreshed weekly from EDGAR; last refresh 2026-10-23. How the list is built.
"Offerings" counts how many DSTs name the firm; "Reported sold" adds up those offerings' totals, which includes sales by every other firm on the same offering, so it is not the firm's own volume. Firms are listed alphabetically; the order is not a ranking. To check a firm or a representative, use FINRA BrokerCheck.
| Firm, as written on the filings | Offerings | Reported sold, all firms |
|---|---|---|
| 1031 Securities Inc. | 11 | $1.44B |
| 1031 SECURITIES INC. | 1 | $26.1M |
| 1031 Securities, Inc. | 2 | $42.6M |
| Adam Conrad Wizner Jr. | 1 | $6.9M |
| Alexander Capital, LP. | 1 | $177.5M |
| American Alternative Capital, LLC | 2 | $625.4M |
| American Trust Investment Services, Inc. | 9 | $673.9M |
| AMERICAN TRUST INVESTMENT SERVICES, INC. | 1 | $41.9M |
| Andy Marshall | 1 | $6.9M |
| APW Capital, Inc. | 1 | $24.5M |
| Arkadios Capital | 16 | $1.39B |
| ARKADIOS CAPITAL | 1 | $41.9M |
| Arvest Wealth Management | 1 | $91.5M |
| Aurora Securities | 17 | $1.59B |
| AURORA SECURITIES | 1 | $41.9M |
| Aurora Securities, Inc. | 3 | $378.0M |
| Ausdal Financial Partners, Inc | 1 | $34.8M |
| Ausdal Financial Partners, Inc. | 2 | $70.0M |
| BERTHEL, FISHER & COMPANY FINANCIAL | 1 | $40.3M |
| Berthel, Fisher & Company Financial Services, Inc. | 2 | $79.4M |
| Cabin Securities, Inc. | 7 | $545.6M |
| Cabot Lodge Securities LLC | 1 | $79.9M |
| Cambridge Investment Research, Inc. | 1 | $36.8M |
| Capulent LLC | 14 | $1.67B |
| Capulent, LLC | 1 | $79.6M |
| Centaurus Financial, Inc. | 1 | $44.7M |
| CENTAURUS FINANCIAL, INC. | 1 | $40.3M |
| Cetera Advisors LLC | 1 | $59.5M |
| Cetera Financial Specialists LLC | 1 | $59.5M |
| Chauner Securities, Inc. | 1 | $11.4M |
| COLDSTREAM SECURITIES, INC. | 2 | $350.1M |
| Colorado Financial Service Corporation | 1 | $32.2M |
| Colorado Financial Service Corporeation | 1 | $177.5M |
| Colorado Financial Services Corporation | 1 | $177.5M |
| Commonwealth Financial Network | 5 | $344.2M |
| COMMONWEALTH FINANCIAL NETWORK | 5 | $620.0M |
| Concorde Investment Services, LLC | 11 | $577.8M |
| CONCORDE INVESTMENT SERVICES, LLC | 4 | $217.9M |
| Concorde Investments Services, LLC | 1 | $22.5M |
| Courtlandt Securities Corporation | 2 | $56.7M |
| DAI SECURITIES LLC | 2 | $89.5M |
| DAI Securities, LLC | 11 | $685.7M |
| DAI SECURITIES, LLC | 4 | $364.5M |
| DAI SECURITIES, LLC 36673 | 1 | $88.2M |
| DFPG Investments, LLC | 3 | $615.9M |
| Emerson Equity | 1 | $177.5M |
| Emerson Equity LLC | 15 | $1.75B |
| EMERSON EQUITY LLC | 4 | $385.2M |
| Emerson Equity, LLC | 6 | $502.2M |
| FNEX Capital LLC | 1 | $32.0M |
| FNEX Capital, LLC | 53 | $1.36B |
| FNEX CAPITAL, LLC | 1 | $41.9M |
| Great Point Capital LL | 1 | $177.5M |
| Great Point Capital LLC | 13 | $1.52B |
| Great Point Capital, LLC | 2 | $42.6M |
| IBN Financial Services, Inc. | 3 | $301.8M |
| IDB Capital Corp. | 1 | $177.5M |
| INDEPENDENT FINANCIAL GROUP LLC | 1 | $88.2M |
| Independent Financial Group, LLC | 7 | $428.2M |
| INDEPENDENT FINANCIAL GROUP, LLC | 4 | $531.8M |
| Infinity Financial Services | 1 | $32.2M |
| Innovation Partners LLC | 1 | $177.5M |
| International Assets Advisory, LLC | 3 | $10.4M |
| Investment Security Corporation | 3 | $292.2M |
| Janney Montgomery Scott LLC | 6 | $485.5M |
| JANNEY MONTGOMERY SCOTT LLC | 5 | $527.8M |
| John Neppel | 1 | $6.9M |
| Jones Lang LaSalle Securities, LLC | 2 | $98.2M |
| JONES LANG LASALLE SECURITIES, LLC | 2 | $350.1M |
| Joseph Kocsis | 1 | $6.9M |
| Karl Wolfgang Suess | 1 | $6.9M |
| Kestra Investment Services, LLC | 1 | $282.6M |
| KESTRA INVESTMENT SERVICES, LLC | 1 | $40.3M |
| Kingswood Capital Partners, LLC | 2 | $386.0M |
| KINGSWOOD CAPITAL PARTNERS, LLC | 1 | $40.3M |
| LaSalle Investment Management Distributors, LLC | 3 | $177.6M |
| Lighthouse Capital Group, LLC | 4 | $1.14B |
| Lightpath Capital, Inc. | 3 | $183.8M |
| LPL ENTERPRISE, LLC | 1 | $186.9M |
| LPL FINANCIAL LLC | 1 | $94.7M |
| Mark Creason | 1 | $6.9M |
| McDermott Investment Securities, LLC | 1 | $177.5M |
| McDermott Investment Services, LLC | 9 | $575.9M |
| MCDERMOTT INVESTMENT SERVICES, LLC | 1 | $40.3M |
| Metric Financial, LLC | 9 | $703.1M |
| METRIC FINANCIAL, LLC | 1 | $41.9M |
| Metropolitan Capital Investment Banc, Inc. | 9 | $913.8M |
| MML Investor Services, LLC | 2 | $514.9M |
| MML Investors Services, LLC | 1 | $97.4M |
| Money Concepts Capital Corp | 4 | $814.4M |
| Money Concepts Capital Corp. | 2 | $212.3M |
| Morgan Stanley | 4 | $187.6M |
| MORGAN STANLEY | 3 | $177.6M |
| MSC-BD, LLC | 1 | $62.5M |
| NATIONWIDE PLANNING ASSOCIATES INC | 1 | $40.3M |
| Nationwide Planning Associates Inc. | 2 | $103.0M |
| Nationwide Planning Associates, Inc. | 2 | $87.2M |
| Nationwide Planning Assoicates Inc. | 1 | $38.7M |
| Newbridge Securities Corporation | 1 | $177.5M |
| NexTrend Securities, Inc. | 1 | $59.5M |
| Oppenheimer & Co. Inc. | 2 | $294.2M |
| OPPENHEIMER & CO. INC. | 1 | $186.9M |
| Orchard Securities, LLC | 1 | $32.2M |
| ORCHARD SECURITIES, LLC | 1 | $40.3M |
| OSAIC INSTITUTIONS, INC | 1 | $40.3M |
| Pacific Point Securities, LLC | 1 | $57.9M |
| Peter Marzo | 1 | $6.9M |
| Purshe Kaplan Sterling Investments | 4 | $313.6M |
| Quincy Wells Capital, LLC | 3 | $95.5M |
| QUINCY WELLS CAPITAL, LLC | 1 | $41.9M |
| RAYMOND JAMES FINANCIAL SERVICES, INC. | 1 | $186.9M |
| RBC Capital Markets LLC | 4 | $187.6M |
| RBC CAPITAL MARKETS LLC | 3 | $177.6M |
| RBC Capital Markets, LLC | 7 | $422.2M |
| RBC CAPITAL MARKETS, LLC | 2 | $281.6M |
| RCX Capital Group, LLC | 2 | $79.4M |
| Realized Financial | 1 | $232.3M |
| Realized Financial, Inc | 1 | $15.3M |
| Realized Financial, Inc. | 21 | $1.84B |
| REALIZED FINANCIAL, INC. | 4 | $386.8M |
| Realized Financial. Inc. | 1 | $235.9M |
| Realta Equities Inc. | 1 | $79.6M |
| Realta Equities, Inc. | 12 | $978.0M |
| REALTA EQUITIES, INC. | 1 | $41.9M |
| Rex Capital Group, LLC | 1 | $34.8M |
| RM Securities, LLC | 1 | $66.2M |
| Robert W. Baird & Co. Incorporated | 2 | $98.2M |
| ROBERT W. BAIRD & CO. INCORPORATED | 2 | $442.3M |
| Robert W. Baird & Co., Incorporated | 1 | $156.6M |
| Rockefeller Financial LLC | 4 | $543.0M |
| ROCKEFELLER FINANCIAL LLC | 5 | $459.2M |
| Rockfeller Financial LLC | 1 | $32.8M |
| Rothschild Investment LLC | 1 | $79.6M |
| SANCTUARY SECURITIES INC | 3 | $177.6M |
| Sanctuary Securities, Inc. | 7 | $1.01B |
| Saxony Securities, Inc. | 5 | $764.5M |
| SAXONY SECURITIES, INC. | 1 | $41.9M |
| Scott Offerman | 1 | $6.9M |
| Sharon Stamper Thompson | 1 | $6.9M |
| Stax Capital | 6 | $364.7M |
| Stonecrest Capital Markets, Inc. | 1 | $59.5M |
| TCFG Wealth Management, LLC | 1 | $177.5M |
| Third Seven Capital LLC | 2 | $481.8M |
| U.S. BANCORP ADVISORS, LLC | 1 | $186.9M |
| U.S. BANCORP INVESTMENTS, INC. | 1 | $255.4M |
| Vanderbilt Securities, LLC | 1 | $57.9M |
| WealthForge Distribors, LLC | 3 | $0 |
| WealthForge Distributors, LLC | 1 | $0 |
| Wealthforge Securities, LLC | 7 | $452.6M |
| WealthForge Securities, LLC | 12 | $270.7M |
| WEALTHFORGE SECURITIES, LLC | 2 | $75.4M |
| Westpark Capital, Inc. | 1 | $24.5M |
| William O'Neill | 1 | $11.4M |
| World Investments, LLC | 1 | $93.3M |
Names are shown exactly as each issuer typed them, so one firm can appear under two spellings.